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August 13, 2012 06:35 AM Eastern Daylight Time FORM 8.5 (EPT/NON-RI) Xstrata Plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose   XSTRATA PLC
  relevant securities this form relates:    
(c) Name of the party to the offer with which exempt   Advisor to Offeree
  principal trader is connected    
(d) Date position held/dealing undertaken:   10 August 2012
(e) Has the EPT previously disclosed, or is it   YES:
  today disclosing, under the Code in respect    
  of any other party to this offer?   GLENCORE INTL PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD              
      Interests       Short Positions      
      Number   (%)   Number   (%)  
(1) Relevant securities owned                  
  and/or controlled:   10,364,998   0.35%   1,492,744   0.05%  
                     
(2) Derivatives (other than                  
  options):   889,982   0.03%   29,764,031   0.99%  
                     
(3) Options and agreements to                  
  purchase/sell:   25,995,546   0.87%   3,252,118   0.11%  
                     
(4) TOTAL:                  
      37,250,526   1.24%   34,508,893   1.15%  

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security       securities      
ORD   Purchase   100   9.2664 GBP  
ORD   Purchase   314   9.2390 GBP  
ORD   Purchase   500   14.0000 CHF  
ORD   Purchase   663   9.2715 GBP  
ORD   Purchase   679   9.2470 GBP  
ORD   Purchase   2,000   14.0500 CHF  
ORD   Purchase   2,570   9.2517 GBP  
ORD   Purchase   5,730   9.2710 GBP  
ORD   Purchase   7,267   14.1000 CHF  
ORD   Purchase   10,200   9.2614 GBP  
ORD   Purchase   10,848   14.1500 CHF  
ORD   Purchase   11,367   9.2577 GBP  
ORD   Purchase   12,482   9.2529 GBP  
ORD   Purchase   33,729   9.2602 GBP  
ORD   Purchase   63,908   9.2622 GBP  
ORD   Purchase   127,802   9.2601 GBP  
ORD   Sale   100   9.2664 GBP  
ORD   Sale   300   9.2880 GBP  
ORD   Sale   499   9.2530 GBP  
ORD   Sale   679   9.2473 GBP  
ORD   Sale   1,136   14.2000 CHF  
ORD   Sale   2,400   14.0000 CHF  
ORD   Sale   3,366   9.2637 GBP  
ORD   Sale   4,100   9.2244 GBP  
ORD   Sale   4,940   14.1500 CHF  
ORD   Sale   7,765   9.2540 GBP  
ORD   Sale   8,788   9.2617 GBP  
ORD   Sale   13,009   9.2609 GBP  
ORD   Sale   17,146   9.2673 GBP  
ORD   Sale   38,046   9.2601 GBP  
ORD   Sale   80,782   9.2605 GBP  
ORD   Sale   250,000   9.2141 GBP  

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per  
relevant   description       reference   unit  
security           securities      
ORD   CFD   Long   200   9.2519 GBP  
ORD   CFD   Long   323   9.2488 GBP  
ORD   CFD   Long   477   9.2498 GBP  
ORD   CFD   Long   1,000   9.2518 GBP  
ORD   CFD   Long   2,261   9.2628 GBP  
ORD   CFD   Long   8,476   14.1121 CHF  
ORD   CFD   Long   10,340   9.2662 GBP  
ORD   CFD   Short   5,131   9.2568 GBP  
ORD   CFD   Short   20,615   14.1211 CHF  

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

13 Aug 2012

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:    
Name of offeror/offeree in relation to whose   XSTRATA PLC
relevant securities this from relates:    

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry  
of   description   purchasing,   of   price       date  
relevant       selling,   securities   per unit          
security       varying etc   to which              
            option              
            relates              
ORD   Put Options   Purchased   500,000   7.6000   American   12 Aug 2012  
ORD   Put Options   Purchased   2,570,863   7.9303   European   18 Jun 2013  
ORD   Put Options   Purchased   500,000   8.0000   American   12 Aug 2012  
ORD   Put Options   Written   -250,000   7.2000   American   12 Aug 2012  
ORD   Put Options   Written   -1,000,000   7.6000   American   12 Aug 2012  
ORD   Put Options   Written   -500,000   8.0000   American   12 Aug 2012  
ORD   Put Options   Written   -600,000   8.2000   American   12 Aug 2012  
ORD   Put Options   Written   -850,000   11.0000   American   12 Aug 2012  
ORD   Call Options   Purchased   500,000   11.0000   American   12 Aug 2012  
ORD   Call Options   Written   -52,118   12.0000   European   27 Feb 2013  
ORD   Equity Forward   Purchased   21,924,683   20.5248       17 Jun 2013  

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

 

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 339109
Time of Receipt (offset from UTC): 20120813T111539+0100

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BARCLAYS PLC

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